Upping Your Game en In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo hopes to meet Hui Chen’s challenge, for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by using currently existing Generative AI (GenAI) tools to dramatically improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but to elevate our profession to a completely new level of effectiveness, efficiency, and organizational value. https://megaphone.imgix.net/podcasts/310b2f76-248f-11f0-b0b2-975db17c027c/image/d71544b20ab556b7f5e6dcf7f8904ce6.png?ixlib=rails-4.3.1&max-w=3000&max-h=3000&fit=crop&auto=format,compress Upping Your Game no episodic Taking Compliance to 2030 and Beyond with AI Thomas Fox In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo hopes to meet Hui Chen’s challenge, for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by using currently existing Generative AI (GenAI) tools to dramatically improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but to elevate our profession to a completely new level of effectiveness, efficiency, and organizational value. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo hopes to meet Hui Chen’s challenge, for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by using currently existing Generative AI (GenAI) tools to dramatically improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but to elevate our profession to a completely new level of effectiveness, efficiency, and organizational value.


]]> Thomas Fox tfox@tfoxlaw.com Leveraging Chatbots for Enhanced Compliance Efficiency In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, Tom and Nick discuss the rising use of chatbots in corporate compliance programs. They explore how chatbots can serve as a powerful tool for addressing policies, procedures, and FAQs, thereby increasing efficiency and reducing the burden on compliance departments. The conversation explores the benefits of chatbots, including improved data collection, enhanced consistency, and democratized access to information. They also discuss practical strategies for implementing chatbots, including focusing on specific use cases, maintaining human oversight, rigorous testing, and continuous improvement. Real-world examples from both large corporations and smaller entities illustrate the practical applications and significant advantages of adopting chatbot technology in compliance operations. Key highlights: Implementing Chatbots for Internal Use Benefits and Challenges of Chatbots Building Effective Chatbots Meeting Employees Where They Are Ethico’s Approach to Chatbots Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Tue, 07 Oct 2025 05:00:00 -0000 full 9 Thomas Fox Nick and Tom look at Chatbots for Compliance. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, Tom and Nick discuss the rising use of chatbots in corporate compliance programs. They explore how chatbots can serve as a powerful tool for addressing policies, procedures, and FAQs, thereby increasing efficiency and reducing the burden on compliance departments. The conversation explores the benefits of chatbots, including improved data collection, enhanced consistency, and democratized access to information. They also discuss practical strategies for implementing chatbots, including focusing on specific use cases, maintaining human oversight, rigorous testing, and continuous improvement. Real-world examples from both large corporations and smaller entities illustrate the practical applications and significant advantages of adopting chatbot technology in compliance operations. Key highlights: Implementing Chatbots for Internal Use Benefits and Challenges of Chatbots Building Effective Chatbots Meeting Employees Where They Are Ethico’s Approach to Chatbots Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value.

In this episode, Tom and Nick discuss the rising use of chatbots in corporate compliance programs. They explore how chatbots can serve as a powerful tool for addressing policies, procedures, and FAQs, thereby increasing efficiency and reducing the burden on compliance departments. The conversation explores the benefits of chatbots, including improved data collection, enhanced consistency, and democratized access to information. They also discuss practical strategies for implementing chatbots, including focusing on specific use cases, maintaining human oversight, rigorous testing, and continuous improvement. Real-world examples from both large corporations and smaller entities illustrate the practical applications and significant advantages of adopting chatbot technology in compliance operations.

Key highlights:

  • Implementing Chatbots for Internal Use
  • Benefits and Challenges of Chatbots
  • Building Effective Chatbots
  • Meeting Employees Where They Are
  • Ethico’s Approach to Chatbots

Resources:

Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico

Tom Fox

Instagram

Facebook

YouTube

]]> 1470 no The Future of Compliance Education: Leveraging AI for Targeted Training In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. They will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to improve their compliance programs significantly. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode of Upping Your Game, Tom and Nick discuss the transformative potential of AI in compliance education. They explore how traditional compliance training methods with PowerPoints and annual tests are being surpassed by more dynamic, targeted approaches. Emphasizing the importance of delivering relevant messages to the right audience at the right time, they discuss how AI can integrate various training strategies and data-driven insights to enhance compliance. By tailoring content for specific roles and using crowd-sourced intelligence and accurate input data, compliance education can become more effective and engaging. The conversation highlights the importance of reducing organizational volatility by employing more targeted, frequent, and engaging training methods. Key highlights: Evolution of Compliance Training The Role of AI in Compliance Education Targeted Training and Its Benefits Crowdsourcing and Input for Effective Training Reducing Volatility Through Compliance Education Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn Tue, 23 Sep 2025 05:00:00 -0000 full 8 Thomas Fox Nick and Tom are back to look at behavioral analytics in the age of AI. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. They will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to improve their compliance programs significantly. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode of Upping Your Game, Tom and Nick discuss the transformative potential of AI in compliance education. They explore how traditional compliance training methods with PowerPoints and annual tests are being surpassed by more dynamic, targeted approaches. Emphasizing the importance of delivering relevant messages to the right audience at the right time, they discuss how AI can integrate various training strategies and data-driven insights to enhance compliance. By tailoring content for specific roles and using crowd-sourced intelligence and accurate input data, compliance education can become more effective and engaging. The conversation highlights the importance of reducing organizational volatility by employing more targeted, frequent, and engaging training methods. Key highlights: Evolution of Compliance Training The Role of AI in Compliance Education Targeted Training and Its Benefits Crowdsourcing and Input for Effective Training Reducing Volatility Through Compliance Education Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. They will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to improve their compliance programs significantly. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value.

In this episode of Upping Your Game, Tom and Nick discuss the transformative potential of AI in compliance education. They explore how traditional compliance training methods with PowerPoints and annual tests are being surpassed by more dynamic, targeted approaches. Emphasizing the importance of delivering relevant messages to the right audience at the right time, they discuss how AI can integrate various training strategies and data-driven insights to enhance compliance. By tailoring content for specific roles and using crowd-sourced intelligence and accurate input data, compliance education can become more effective and engaging. The conversation highlights the importance of reducing organizational volatility by employing more targeted, frequent, and engaging training methods.

Key highlights:

  • Evolution of Compliance Training
  • The Role of AI in Compliance Education
  • Targeted Training and Its Benefits
  • Crowdsourcing and Input for Effective Training
  • Reducing Volatility Through Compliance Education

Resources:

Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

]]> 1267 no Crowd-Sourcing Risk Management Intelligence with AI In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, hosts Tom Fox and Nick Gallo explore the revolutionary potential of AI for Speak Up Cultures by introducing risk intelligence directly into business operations. They discuss the intricacies of whistleblowing, speak-up culture, and the integral role of AI and machine learning in enhancing compliance programs. They highlight deficiencies in current systems and propose how AI can crowdsource risk intelligence at scale, improve case triage, and facilitate a collaborative environment. Key points include the importance of anonymity, efficient triage, and how AI facilitates communication with employees in their preferred settings. The discussion also explores transforming the culture of compliance into proactive risk management, ultimately driving efficiency, effectiveness, and a better corporate culture. Key highlights: Deficiencies in Whistleblowing Processes Crowdsourcing Risk Intelligence The Importance of Anonymity and AI in Reporting Engagement and Communication Strategies AI in Triage and Investigation Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn Tue, 24 Jun 2025 05:00:00 -0000 full 6 Thomas Fox How AI can provide crowd-sourced risk intelligence for your compliance program. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, hosts Tom Fox and Nick Gallo explore the revolutionary potential of AI for Speak Up Cultures by introducing risk intelligence directly into business operations. They discuss the intricacies of whistleblowing, speak-up culture, and the integral role of AI and machine learning in enhancing compliance programs. They highlight deficiencies in current systems and propose how AI can crowdsource risk intelligence at scale, improve case triage, and facilitate a collaborative environment. Key points include the importance of anonymity, efficient triage, and how AI facilitates communication with employees in their preferred settings. The discussion also explores transforming the culture of compliance into proactive risk management, ultimately driving efficiency, effectiveness, and a better corporate culture. Key highlights: Deficiencies in Whistleblowing Processes Crowdsourcing Risk Intelligence The Importance of Anonymity and AI in Reporting Engagement and Communication Strategies AI in Triage and Investigation Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value.

In this episode, hosts Tom Fox and Nick Gallo explore the revolutionary potential of AI for Speak Up Cultures by introducing risk intelligence directly into business operations. They discuss the intricacies of whistleblowing, speak-up culture, and the integral role of AI and machine learning in enhancing compliance programs. They highlight deficiencies in current systems and propose how AI can crowdsource risk intelligence at scale, improve case triage, and facilitate a collaborative environment. Key points include the importance of anonymity, efficient triage, and how AI facilitates communication with employees in their preferred settings. The discussion also explores transforming the culture of compliance into proactive risk management, ultimately driving efficiency, effectiveness, and a better corporate culture. Key highlights:

  • Deficiencies in Whistleblowing Processes
  • Crowdsourcing Risk Intelligence
  • The Importance of Anonymity and AI in Reporting
  • Engagement and Communication Strategies
  • AI in Triage and Investigation

Resources:

Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

]]> 1463 no Continuous Monitoring with AI In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the message, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, hosts Tom Fox and Nick Gallo dive into the revolutionary potential of AI in continuous monitoring within compliance programs. They discuss how AI can provide real-time data insights, facilitate course corrections, and meet regulatory expectations. The conversation explores the practical applications of AI tools, the importance of a proactive and open mindset, and the game-changing impact these technologies can have across various business functions, including mergers and acquisitions (M&A) and internal control reviews. They also highlight valuable case studies, such as Citibank’s anti-money laundering tool and Budweiser’s pre-pandemic data analytics program, underscoring the broad utility and transformative power of AI in modern business practices. Key highlights: The Promise of AI in Continuous Monitoring Regulatory Expectations and AI Practical Applications of AI in Compliance Case Studies: AI in Action AI Governance and Best Practices Resources: Upping Your Game- How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico For an Ethico White Paper on this topic, click here. Tom Fox Instagram Facebook YouTube Twitter Tue, 10 Jun 2025 05:00:00 -0000 full 5 Thomas Fox Tom Fox and Nick Gallo discuss the potential of AI in continuous monitoring within compliance programs. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the message, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, hosts Tom Fox and Nick Gallo dive into the revolutionary potential of AI in continuous monitoring within compliance programs. They discuss how AI can provide real-time data insights, facilitate course corrections, and meet regulatory expectations. The conversation explores the practical applications of AI tools, the importance of a proactive and open mindset, and the game-changing impact these technologies can have across various business functions, including mergers and acquisitions (M&A) and internal control reviews. They also highlight valuable case studies, such as Citibank’s anti-money laundering tool and Budweiser’s pre-pandemic data analytics program, underscoring the broad utility and transformative power of AI in modern business practices. Key highlights: The Promise of AI in Continuous Monitoring Regulatory Expectations and AI Practical Applications of AI in Compliance Case Studies: AI in Action AI Governance and Best Practices Resources: Upping Your Game- How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico For an Ethico White Paper on this topic, click here. Tom Fox Instagram Facebook YouTube Twitter In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the message, “It’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value.

In this episode, hosts Tom Fox and Nick Gallo dive into the revolutionary potential of AI in continuous monitoring within compliance programs. They discuss how AI can provide real-time data insights, facilitate course corrections, and meet regulatory expectations.

The conversation explores the practical applications of AI tools, the importance of a proactive and open mindset, and the game-changing impact these technologies can have across various business functions, including mergers and acquisitions (M&A) and internal control reviews. They also highlight valuable case studies, such as Citibank’s anti-money laundering tool and Budweiser’s pre-pandemic data analytics program, underscoring the broad utility and transformative power of AI in modern business practices.

Key highlights:

  • The Promise of AI in Continuous Monitoring
  • Regulatory Expectations and AI
  • Practical Applications of AI in Compliance
  • Case Studies: AI in Action
  • AI Governance and Best Practices

Resources:

Upping Your Game- How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico

For an Ethico White Paper on this topic, click here.

Tom Fox

Instagram

Facebook

YouTube

Twitter

]]> 1800 no Harnessing AI to Revolutionize Third-Party Risk Management In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted by Ethico co-CEO Nick Gallo, aims to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is crucial to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, Tom and Nick delve into the transformative potential of AI in mitigating third-party compliance risks. They discuss the inherent limitations of traditional compliance methods, which are often reactive and manual. The conversation highlights how AI can streamline processes, minimize false positives, and boost efficiency by offering real-time monitoring and data analysis. They also highlight the broader business value of AI, which can expedite onboarding, enhance risk identification, and ultimately drive greater return on investment (ROI). They conclude that the importance of investing in AI training for compliance teams lies in staying ahead of the curve and maximizing the benefits of these emerging technologies. Key highlights: Challenges in Third-Party Risk Management AI as a Game Changer Types of Third-Party Risks Business Value of AI in Compliance Innovations and Tools in AI Practical Applications and Examples Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn Tue, 03 Jun 2025 05:00:00 -0000 full 4 Thomas Fox How AI will revolutionize 3rd party risk management. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted by Ethico co-CEO Nick Gallo, aims to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is crucial to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In this episode, Tom and Nick delve into the transformative potential of AI in mitigating third-party compliance risks. They discuss the inherent limitations of traditional compliance methods, which are often reactive and manual. The conversation highlights how AI can streamline processes, minimize false positives, and boost efficiency by offering real-time monitoring and data analysis. They also highlight the broader business value of AI, which can expedite onboarding, enhance risk identification, and ultimately drive greater return on investment (ROI). They conclude that the importance of investing in AI training for compliance teams lies in staying ahead of the curve and maximizing the benefits of these emerging technologies. Key highlights: Challenges in Third-Party Risk Management AI as a Game Changer Types of Third-Party Risks Business Value of AI in Compliance Innovations and Tools in AI Practical Applications and Examples Resources: Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with the statement, “It’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted by Ethico co-CEO Nick Gallo, aims to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by utilizing currently existing Generative AI (GenAI) tools to significantly enhance their compliance programs. As compliance professionals, it is crucial to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value.

In this episode, Tom and Nick delve into the transformative potential of AI in mitigating third-party compliance risks. They discuss the inherent limitations of traditional compliance methods, which are often reactive and manual. The conversation highlights how AI can streamline processes, minimize false positives, and boost efficiency by offering real-time monitoring and data analysis. They also highlight the broader business value of AI, which can expedite onboarding, enhance risk identification, and ultimately drive greater return on investment (ROI). They conclude that the importance of investing in AI training for compliance teams lies in staying ahead of the curve and maximizing the benefits of these emerging technologies.

Key highlights:

  • Challenges in Third-Party Risk Management
  • AI as a Game Changer
  • Types of Third-Party Risks
  • Business Value of AI in Compliance
  • Innovations and Tools in AI
  • Practical Applications and Examples

Resources:

Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

]]> 1432 no Embedded Compliance: From Gatekeeper to Business Enabler In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ using currently existing Generative AI (GenAI) tools to dramatically improve compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but elevating our profession to a new level of effectiveness, efficiency, and organizational value. In today’s ‘Upping Your Game’ episode, Nick and Tom discuss the Holy Grail of Compliance. Embedding Compliance. We dive into the concept of embedded compliance, where compliance is integrated into everyday business operations using advanced technologies like AI. They discuss how embedding compliance can drive quality and efficiency, drawing parallels from manufacturing safety norms. The conversation includes a detailed examination of how AI can help compliance professionals by providing real-time insights and streamlining processes, thereby highlighting the importance of viewing compliance not as an isolated task but as an integral part of business operations. Use cases and practical examples, such as those from the private equity sector and companies like Uber, further illustrate the potential of this approach to enhance business performance and ROI. The episode concludes with a compelling argument for positioning compliance as a blueprint for better business, emphasizing the need for constant advocacy and application of innovative technologies. Key highlights: Strategic and Operational Benefits The Compliance Professional’s Role in Embedded Compliance Lessons Learned Practical Takeaways Resources: Upping Your Game- How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Ethico Workshop on EV Workshop: Calculate, Track & Articulate Return on Integrity (ROI). For registration and Information, click here. Tom Fox Instagram Facebook YouTube Twitter LinkedIn Tue, 20 May 2025 05:00:00 -0000 full 3 Thomas Fox Nick and Tom discuss the Holy Grail of Compliance - Embedding Compliance.  In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ using currently existing Generative AI (GenAI) tools to dramatically improve compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but elevating our profession to a new level of effectiveness, efficiency, and organizational value. In today’s ‘Upping Your Game’ episode, Nick and Tom discuss the Holy Grail of Compliance. Embedding Compliance. We dive into the concept of embedded compliance, where compliance is integrated into everyday business operations using advanced technologies like AI. They discuss how embedding compliance can drive quality and efficiency, drawing parallels from manufacturing safety norms. The conversation includes a detailed examination of how AI can help compliance professionals by providing real-time insights and streamlining processes, thereby highlighting the importance of viewing compliance not as an isolated task but as an integral part of business operations. Use cases and practical examples, such as those from the private equity sector and companies like Uber, further illustrate the potential of this approach to enhance business performance and ROI. The episode concludes with a compelling argument for positioning compliance as a blueprint for better business, emphasizing the need for constant advocacy and application of innovative technologies. Key highlights: Strategic and Operational Benefits The Compliance Professional’s Role in Embedded Compliance Lessons Learned Practical Takeaways Resources: Upping Your Game- How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Ethico Workshop on EV Workshop: Calculate, Track & Articulate Return on Integrity (ROI). For registration and Information, click here. Tom Fox Instagram Facebook YouTube Twitter LinkedIn In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs. Hui Chen challenged compliance professionals with “it’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ using currently existing Generative AI (GenAI) tools to dramatically improve compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but elevating our profession to a new level of effectiveness, efficiency, and organizational value.

In today’s ‘Upping Your Game’ episode, Nick and Tom discuss the Holy Grail of Compliance. Embedding Compliance. We dive into the concept of embedded compliance, where compliance is integrated into everyday business operations using advanced technologies like AI. They discuss how embedding compliance can drive quality and efficiency, drawing parallels from manufacturing safety norms. The conversation includes a detailed examination of how AI can help compliance professionals by providing real-time insights and streamlining processes, thereby highlighting the importance of viewing compliance not as an isolated task but as an integral part of business operations. Use cases and practical examples, such as those from the private equity sector and companies like Uber, further illustrate the potential of this approach to enhance business performance and ROI. The episode concludes with a compelling argument for positioning compliance as a blueprint for better business, emphasizing the need for constant advocacy and application of innovative technologies.

Key highlights:

  • Strategic and Operational Benefits
  • The Compliance Professional’s Role in Embedded Compliance
  • Lessons Learned
  • Practical Takeaways

Resources:

Upping Your Game- How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico

Ethico Workshop on EV Workshop: Calculate, Track & Articulate Return on Integrity (ROI). For registration and Information, click here.

Tom Fox

Instagram

Facebook

YouTube

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]]> 1528 no From Reactive to Predictive: How AI is Rewriting the Compliance Playbook In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs. Hui Chen challenged compliance professionals with “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ using currently existing Generative AI (GenAI) tools to improve compliance programs dramatically. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In today’s ‘Upping Your Game’ episode, Nick and Tom discuss moving from reactive to predictive compliance. They discuss how artificial intelligence revolutionizes compliance by shifting from reactive measures to predictive analytics. They highlight how regulatory bodies like the SEC and DOJ have led the charge in data analytics, emphasizing the importance of having access to data silos. Nick shares his experiences and stresses the need for compliance officers to integrate predictive models into business operations. They also explore the iterative process of refining these models and the significance of speaking the language of business to achieve better compliance outcomes and business impacts. The episode concludes with practical advice for compliance officers seeking to educate themselves and effectively pitch their initiatives to executives. Key highlights: The Regulatory Wake-Up Call The Power of Predictive Analytics Key Lessons for Compliance Professionals The Iterative Approach Meeting with the CEO Resources: Upping Your Game: How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Workshop on EV Workshop: Calculate, Track & Articulate Return on Integrity (ROI). For registration and information, click here. Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn Tue, 13 May 2025 15:42:00 -0000 full 2 Thomas Fox In the 'Upping Your Game' episode, Nick and Tom discuss the transition from reactive to predictive compliance. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs. Hui Chen challenged compliance professionals with “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ using currently existing Generative AI (GenAI) tools to improve compliance programs dramatically. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value. In today’s ‘Upping Your Game’ episode, Nick and Tom discuss moving from reactive to predictive compliance. They discuss how artificial intelligence revolutionizes compliance by shifting from reactive measures to predictive analytics. They highlight how regulatory bodies like the SEC and DOJ have led the charge in data analytics, emphasizing the importance of having access to data silos. Nick shares his experiences and stresses the need for compliance officers to integrate predictive models into business operations. They also explore the iterative process of refining these models and the significance of speaking the language of business to achieve better compliance outcomes and business impacts. The episode concludes with practical advice for compliance officers seeking to educate themselves and effectively pitch their initiatives to executives. Key highlights: The Regulatory Wake-Up Call The Power of Predictive Analytics Key Lessons for Compliance Professionals The Iterative Approach Meeting with the CEO Resources: Upping Your Game: How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com Nick Gallo on LinkedIn Ethico Workshop on EV Workshop: Calculate, Track & Articulate Return on Integrity (ROI). For registration and information, click here. Ethico Tom Fox Instagram Facebook YouTube Twitter LinkedIn In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs. Hui Chen challenged compliance professionals with “It’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo, hopes to meet Hui Chen’s challenge for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ using currently existing Generative AI (GenAI) tools to improve compliance programs dramatically. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but about elevating our profession to an entirely new level of effectiveness, efficiency, and organizational value.

In today’s ‘Upping Your Game’ episode, Nick and Tom discuss moving from reactive to predictive compliance. They discuss how artificial intelligence revolutionizes compliance by shifting from reactive measures to predictive analytics. They highlight how regulatory bodies like the SEC and DOJ have led the charge in data analytics, emphasizing the importance of having access to data silos. Nick shares his experiences and stresses the need for compliance officers to integrate predictive models into business operations. They also explore the iterative process of refining these models and the significance of speaking the language of business to achieve better compliance outcomes and business impacts. The episode concludes with practical advice for compliance officers seeking to educate themselves and effectively pitch their initiatives to executives.

Key highlights:

  • The Regulatory Wake-Up Call
  • The Power of Predictive Analytics
  • Key Lessons for Compliance Professionals
  • The Iterative Approach
  • Meeting with the CEO

Resources:

Upping Your Game: How Compliance and Risk Management Move to 2030 and Beyond on Amazon.com

Nick Gallo on LinkedIn

Ethico Workshop on EV Workshop: Calculate, Track & Articulate Return on Integrity (ROI). For registration and information, click here.

Ethico

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

]]> 1454 no Meeting Hui Chen's Challenge In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo hopes to meet Hui Chen’s challenge, for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by using currently existing Generative AI (GenAI) tools to dramatically improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but to elevate our profession to a completely new level of effectiveness, efficiency, and organizational value. In the inaugural episode of 'Upping Your Game,' co-hosts Tom Fox and Nick Gallo, co-CEO at Ethical, discuss the future of compliance and risk management. They explore the need for compliance professionals to evolve by integrating AI and focusing on creating business value. The conversation covers topics such as the importance of the user experience (UX), the employee and third-party experience (CX), and the shift towards a proactive and predictive compliance program. Real-world examples, such as Citibank's use of AI for compliance, are highlighted to illustrate how technology can enhance compliance programs. The episode emphasizes the crucial role of compliance in risk management and the potential for professionals to elevate their impact within organizations. Key Highlights ·      The Spark Behind 'Upping Your Game' ·      The Role of AI in Compliance ·      Evolving Compliance to Business Value ·      The Human Experience in Compliance ·      Risk Management and Future Outlook   Resources Upping Your Game-How Compliance and Risk Management Move to 2023 on Amazon.com Nick Gallo on LinkedIn Ethico Check out the Ethico White Paper on the Introduction to Upping Your Game, click here. Tom Fox Instagram Facebook YouTube Twitter Tue, 29 Apr 2025 10:37:00 -0000 full 1 Thomas Fox Tom Fox and Nick Gallo introduce their new limited series on the use of AI in compliance. In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.” This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo hopes to meet Hui Chen’s challenge, for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by using currently existing Generative AI (GenAI) tools to dramatically improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but to elevate our profession to a completely new level of effectiveness, efficiency, and organizational value. In the inaugural episode of 'Upping Your Game,' co-hosts Tom Fox and Nick Gallo, co-CEO at Ethical, discuss the future of compliance and risk management. They explore the need for compliance professionals to evolve by integrating AI and focusing on creating business value. The conversation covers topics such as the importance of the user experience (UX), the employee and third-party experience (CX), and the shift towards a proactive and predictive compliance program. Real-world examples, such as Citibank's use of AI for compliance, are highlighted to illustrate how technology can enhance compliance programs. The episode emphasizes the crucial role of compliance in risk management and the potential for professionals to elevate their impact within organizations. Key Highlights ·      The Spark Behind 'Upping Your Game' ·      The Role of AI in Compliance ·      Evolving Compliance to Business Value ·      The Human Experience in Compliance ·      Risk Management and Future Outlook   Resources Upping Your Game-How Compliance and Risk Management Move to 2023 on Amazon.com Nick Gallo on LinkedIn Ethico Check out the Ethico White Paper on the Introduction to Upping Your Game, click here. Tom Fox Instagram Facebook YouTube Twitter In February, the Trump Administration suspended investigations under and enforcement of the FCPA. Many compliance professionals have since wondered what this will mean for corporate compliance programs going forward. Hui Chen challenged compliance professionals with “it’s time to up your game.”

This podcast series, sponsored by Ethico and co-hosted with Ethico co-CEO Nick Gallo hopes to meet Hui Chen’s challenge, for compliance professionals. We will discuss how compliance professionals can ‘Up Their Game’ by using currently existing Generative AI (GenAI) tools to dramatically improve their compliance programs. As compliance professionals, it is critical to recognize that this moment is not merely about incremental improvements but to elevate our profession to a completely new level of effectiveness, efficiency, and organizational value.

In the inaugural episode of 'Upping Your Game,' co-hosts Tom Fox and Nick Gallo, co-CEO at Ethical, discuss the future of compliance and risk management. They explore the need for compliance professionals to evolve by integrating AI and focusing on creating business value. The conversation covers topics such as the importance of the user experience (UX), the employee and third-party experience (CX), and the shift towards a proactive and predictive compliance program. Real-world examples, such as Citibank's use of AI for compliance, are highlighted to illustrate how technology can enhance compliance programs. The episode emphasizes the crucial role of compliance in risk management and the potential for professionals to elevate their impact within organizations.

Key Highlights

·      The Spark Behind 'Upping Your Game'

·      The Role of AI in Compliance

·      Evolving Compliance to Business Value

·      The Human Experience in Compliance

·      Risk Management and Future Outlook

 

Resources

Upping Your Game-How Compliance and Risk Management Move to 2023 on Amazon.com

Nick Gallo on LinkedIn

Ethico

Check out the Ethico White Paper on the Introduction to Upping Your Game, click here.

Tom Fox

Instagram

Facebook

YouTube

Twitter

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